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FINRA Test Series63 Collection Pdf - Series63 Questions, Test Series63 Cram Pdf - FreeTorrent

Series63

Exam Code: Series63

Exam Name: Uniform Securities Agent State Law Examination

Version: V22.75

Q & A: 580 Questions and Answers

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NEW QUESTION: 1
Which of the following is correct about the source of files set in software management?
A. The external data source can't distribute FTP-type file server files.
B. When the source of the file is internal data source, when distributing the software, the service manager only sends the path of software data source to be distributed to Any Office.
C. Microsoft Windows file sharing server provides the path to the software to be distributed in UNC (Universal Naming Conversion) path (beginning with "\\").
D. When the source of file is external data source, Any Office will obtain the software to be distributed.
Answer: C

NEW QUESTION: 2

A. Horizon Advanced
B. Horizon Standard
C. Horizon Professional
D. Horizon Enterprise
Answer: C

NEW QUESTION: 3
Refer to the exhibit.

Your customer reports that their FAS2554A system reports multi-path HA when running the sysconfig command. However, Config Advisor reports an error about incorrect cabling.
What are the two reasons for the messages? (Choose two.)
A. Disk shelves 10 and 20 are cabled incorrectly to each other.
B. The FAS2554 system is cabled incorrectly to shelf ID 20.
C. The DS2246 shelf ID is wrong; the shelf ID must be 11.
D. Shelves 10 and 20 have different IOM modules and must be in separate stacks.
Answer: B,D

NEW QUESTION: 4
In vielen Organisationen muss ein Mitarbeiter mindestens eine Woche Urlaub machen, um:
A. Verringern Sie die Möglichkeit für einen Mitarbeiter, eine unzulässige oder rechtswidrige Handlung zu begehen.
B. Beseitigen Sie die potenzielle Störung, die verursacht wird, wenn ein Mitarbeiter einen Tag nach dem anderen Urlaub nimmt.
C. Sorgen Sie dafür, dass der Mitarbeiter eine gute Lebensqualität hat, was zu einer höheren Produktivität führt.
D. Richtiges Cross-Training für einen anderen Mitarbeiter.
Answer: A
Explanation:
Erläuterung:
Erforderliche Ferien / Feiertage von einer Woche oder länger, in denen eine andere Person als der reguläre Mitarbeiter die Jobfunktion ausübt, sind für sensible Positionen häufig obligatorisch, da dies die Möglichkeit verringert, unzulässige oder rechtswidrige Handlungen zu begehen. Während dieser Zeit können möglicherweise betrügerische Aktivitäten aufgedeckt werden. Die Optionen A, C und D können alle organisatorische Vorteile einer obligatorischen Urlaubsrichtlinie sein, sind jedoch nicht der Grund, warum die Richtlinie festgelegt wird.

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